36: Convention of 5 July 2006 on the Law Applicable to Certain Rights in Respect of Securities held with an Intermediary

Entry into force: 1-IV-2017


Preliminary Documents

Title Year of publication
Prel. Doc. No 18ter of November 2002 - Summary of reactions to Prel. Doc. No. 17 2002
Prel. Doc. No 18bis of November 2002 - Charts summarising the pros and cons of the options A, A+ and B in article 4(1) 2002
Prel. Doc. No 18 of November 2002 - Chart reflecting the comments received on the Preliminary draft Convention on the law applicable to certain rights in respect of securities held with an intermediary and on Options A and B in article 4(1) 2002
Prel. Doc. No 17 of October 2002 - Does the current draft Convention adequately ensure that the relevant intermediary is the same for all dispositions of securities held with a particular intermediary, or (...) 2002
Prel. Doc. No 16 of September 2002 - Options A and B in Article 4(1): A brief summary of the results of the discussions at the 9 regional discussion workshops held in Asia, Europe and North America throughout June and July 2002 2002
Prel. Doc. No 15 of June 2002 - June 2002 preliminary draft Convention 2002
Prel. Doc. No 14a of May 2002 - Comments on transfers involving two or more intermediaries: a response to Preliminary Document No 12, submitted by the Japanese delegation 2002
Prel. Doc. No 14 of May 2002 - Chart summarising the comments received on the April 2002 preliminary draft Convention on the law applicable to certain rights in respect of securities held with an intermediary 2002
Prel. Doc. No 13 of May 2002 - Proposal for a redraft of articles 4 and 4 bis 2002
Prel. Doc. No 12 of May 2002 - Transfers involving several intermediaries: An Explanatory Note on the functioning of PRIMA within the framework of the preliminary draft Convention on securities 2002
Prel. Doc. No 11 of April 2002 - Explanatory Note on article 9 of the preliminary draft Convention on the law applicable to certain rights in respect of securities held with an intermediary 2002
Prel. Doc. No 10 of April 2002 - Preliminary draft Convention on the law applicable to certain rights in respect of securities held with an intermediary - Suggestions for amendment of the provisional version adopted by the Special Commission 2002
Prel. Doc. No 9 of March 2002 - Chart summarising the comments received on the provisional version of the preliminary draft Convention on the law applicable to certain rights in respect of securities held with an intermediary 2002
Prel. Doc. No 8 of February 2002 - Preliminary draft Convention on the law applicable to certain rights in respect of securities held with an intermediary, as adopted by the Special Commission on 17 January 2002 2002
Prel. Doc. No 7 of December 2001 - Tentative text on key provisions for a future Convention on the law applicable to certain rights in respect of securities held with an intermediary. Suggestions for further amendment 2001
Prel. Doc. No 6 of November 2001 - Tentative text on key provisions for a future Convention on the law applicable to certain rights in respect of securities held with an intermediary 2001
Prel. Doc. No 5 of November 2001 - Chart summarising comments received on the Annotated July 2001 draft 2001
Prel. Doc. No 4 of November 2001 - Memorandum on federal clauses with new drafting proposals for a future Hague Convention on the law applicable to certain rights in respect of securities held with an intermediary 2001
Prel. Doc. No 3 of July 2001 - Tentative text on key provisions for a future Convention on the law applicable to proprietary rights in indirectly held securities 2001
Prel. Doc. No 2 of June 2001 - Report on the meeting of the Working Group of Experts of January 2001 and related informal work conducted by the Permanent Bureau on the law applicable to dispositions of securities held with an intermediary 2001
Prel. Doc. No 1 of November 2000 - Report on the Law Applicable to Dispositions of Securities Held Through Indirect Holding Systems 2000