36: Convention of 5 July 2006 on the Law Applicable to Certain Rights in Respect of Securities held with an Intermediary

Entry into force: 1-IV-2017


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Last update: 15-XII-2016
Number of Contracting Parties to this Convention: 3
The expression “Contracting Party” covers both cases in which the Convention has, and cases in which the Convention has not yet, entered into force for that Party following the deposit of its instrument of ratification, accession, acceptance or approval (see column EIF in the chart).


Contracting Parties to this Convention that are also Members of the HCCH (i.e., the Organisation) are in bold; Contracting Parties that are not Members of the HCCH are in italics.

Contracting Party S 1 R/A/S2 Type3 EIF4 EXT5 Auth6 Res/D/N7
Mauritius 28-IV-2008 15-X-2009 R 1-IV-2017
Switzerland 5-VII-2006 14-IX-2009 R 1-IV-2017
United States of America 5-VII-2006 15-XII-2016 R 1-IV-2017

1) S = Signature
2) R/A/Su = Ratification, Accession or Succession
3) Type = R: Ratification;

A: Accession;
A*: Accession giving rise to an acceptance procedure; click on A* for details of acceptances of the accession;
C: Continuation;
Su: Succession;
Den: Denunciation;

4) EIF = Entry into force
5) EXT = Extensions of application
6) Authorities per Convention = Designation of Authorities
7) Res/D/N = Reservations, declarations or notifications